Tag: disclosure breaches
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German regulator fines Nomura over Commerzbank disclosure breaches
Oct 20 : German financial regulator Bafin said on Tuesday it had fined Japanese investment firm Nomura Holdings €320,000 ($359,000) for failing to disclose voting rights in Commerzbank as UniCredit built its stake in the German lender.• The regulator said Nomura did not submit voting rights notifications
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